The Securities and Futures Commission (SFC) of Hong Kong serves as the regulatory authority overseeing the financial markets and securities industry within the region. The main focus of the SFC is to ensure the integrity, transparency, and stability of Hong Kong’s financial markets while safeguarding investor interests.
Key goals of the SFC include maintaining fair and orderly markets, preventing market manipulation and abuse, and fostering a regulatory environment conducive to the growth and development of Hong Kong’s financial sector. The organisation is structured to execute these goals through various divisions and departments responsible for market supervision, licensing, enforcement, and policy development.
In relation to sustainable finance, the SFC has increasingly incorporated environmental, social, and governance (ESG) considerations into its regulatory framework. It actively engages with market participants to promote responsible investment practices and transparency. While not a dedicated sustainable finance entity, the SFC contributes to advancing ESG principles within the financial sector.
The SFC’s website provides a wealth of information, including regulatory updates, guidelines, and publications. Market participants can access resources related to licensing requirements, market conduct standards, and compliance expectations. The organisation also offers practical tools such as licensing forms and guidelines for industry professionals navigating the regulatory landscape.
Research conducted by the SFC often focuses on market trends, regulatory developments, and investor protection. Publications cover a wide range of topics, including market analyses, consultation conclusions, and enforcement outcomes. These resources are valuable for industry professionals, investors, and the public seeking insights into Hong Kong’s financial markets.
As a financial regulator in an international financial centre, the SFC strives to strengthen and protect the integrity and soundness of Hong Kong’s securities and futures markets for the benefit of investors and the industry.
