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The real effects of supply chain transparency regulation – Evidence from Section 1502 of the Dodd-Frank Act

Section 1502 of the Dodd-Frank Act requires firms to disclose if they source conflict minerals from the Democratic Republic of Congo (DRC). The report shows that increased public attention leads to responsible sourcing, which mitigates conflicts in mining regions. Certified smelters play a key role in these efforts.
Research
12 June 2024

The ITSCI laundromat: How a due diligence scheme appears to launder conflict minerals

Global Witness
This report investigates how the International Tin Supply Chain Initiative (ITSCI) allegedly launders conflict minerals from mines in the Democratic Republic of Congo. It highlights serious failings in the traceability system, enabling smuggling, militia involvement, and child labour in the mineral trade. Recommendations include structural reforms and stricter enforcement by governments and companies.
Research
24 April 2022

Standard for Responsible Mining and Mineral Processing 2.0

Initiative for Responsible Mining Assurance (IRMA)
The IRMA Standard for Responsible Mining and Mineral Processing 2.0 (Draft Version) outlines best practices for mining, mineral development, and processing to enhance environmental and social responsibility. It aims to improve industry standards, promote transparency, and support compliance with local and international regulations.
Research
3 April 2024

IRMA Standard for Responsible Mining IRMA-STD-001

Initiative for Responsible Mining Assurance (IRMA)
The Standard for Responsible Mining sets out best practices for industrial-scale mining. It focuses on social, environmental, and economic aspects, providing third-party certification for responsible performance. The Standard covers areas such as community engagement, human rights, and environmental management, aiming to promote transparency, improve mining practices, and support positive legacies for communities and ecosystems.
Research
27 June 2018

The conflict minerals handbook: Your guide to compliance

Assent
This report outlines best practices for complying with conflict minerals regulations. It covers the definition of conflict minerals, due diligence processes, and the broader impact of responsible sourcing. Key guidelines include using the OECD Due Diligence framework and tools like the Conflict Minerals Reporting Template (CMRT) for supply chain transparency.
Research
18 July 2023

Evaluating due diligence programs for conflict minerals: A matched analysis of 3T mines in eastern DRC

International Peace Information Service (IPIS)
This report evaluates the impact of due diligence programs (DDP) on 3T mines (tin, tantalum, and tungsten) in Eastern DRC. It finds reductions in interference by armed forces, increased state presence, but no significant changes in child labour rates. Economic improvements are noted, but DDP does not eliminate all mining-related harms.
Research
29 March 2021

Ulula

Commercial Organisations
Ulula offers innovative solutions for responsible supply chains and worker engagement. Their platform provides real-time data collection and analysis to help organisations monitor human rights risks and ensure ethical sourcing. Ulula enables businesses to drive transparency, reduce modern slavery risks, and meet global sustainability and compliance standards effectively.
Organisation
1 research item

Practical guide to minerals due diligence implementation

Responsible Minerals Initiative (RMI)
This guide provides practical steps for companies to implement due diligence in their mineral supply chains, aligning with OECD, SEC, and EU regulations. It focuses on establishing strong management systems, identifying and mitigating supply chain risks, and ensuring compliance with responsible sourcing standards to prevent human rights abuses and support ethical mineral sourcing practices.
Research
3 February 2022

International Peace Information Service (IPIS)

Commercial Research Providers
IPIS Research (International Peace Information Service) is an independent research institute focusing on conflict mapping, natural resources, and business and human rights in sub-Saharan Africa. Through in-depth analysis and field research, IPIS provides valuable insights for policymakers, NGOs, and businesses seeking to understand complex issues in these regions.
Organisation
1 research item

3 degrees more: The impending hot season and how nature can help us prevent it

This three-part journal explores the severe impacts of a 3°C temperature rise on climate, biodiversity, agriculture, human survival, and the economy, emphasising the need for urgent climate action and nature-based solutions.
Research
7 June 2024

2024 good practice guide

Business and Human Rights Resource Centre
This guide provides essential guidelines for companies and investors to enhance human rights due diligence, particularly in supply chains. It emphasises transparency, risk assessment, and responsible purchasing practices to combat forced labour. The guide also offers practical examples and benchmarks, helping stakeholders align with global standards and improve corporate disclosures.
Research
20 August 2024

Shareaction's insuring disaster benchmark series

ShareAction
The "Insuring Disaster" series by ShareAction evaluates the responsible investment and underwriting practices of the world's largest insurers, focusing on their approaches to critical environmental and social issues. This benchmark series highlights the industry's impact on climate, biodiversity, and human rights, offering actionable recommendations for improvement.
Benchmark/series
17 May 2024

RAPID institutional investor guidance framework for the elimination of child labour in supply chains

United Nations Global Compact
This framework provides investors with actionable strategies to integrate child labour considerations into their investment processes. It outlines key human rights metrics, emphasising the importance of rigorous data and engagement to drive effective corporate accountability in eliminating child labour.
Research
27 April 2024

Addressing child labour: A guide for the private sector

United Nations Global Compact
This guide from the UN Global Compact Network UK offers businesses actionable strategies to eradicate child labour from global supply chains. It outlines the business case for tackling child labour, defines key concepts, and provides concrete steps for prevention, mitigation, and remediation. The guide emphasises the importance of policy commitment, supply chain oversight, and collaboration with stakeholders.
Research
12 June 2024

Conflict sensitivity in projects: Practical measures for private sector clients

The World Bank
This report provides practical measures for private sector clients to incorporate conflict sensitivity in their projects. It emphasises the importance of understanding and managing conflict risks to avoid exacerbating violence, promote social cohesion, and enhance investment resilience in fragile and conflict-affected environments.
Research
1 March 2023

Asia in focus: ESG investing and the business and human rights agenda

United Nations Development Programme (UNDP)
The report examines the state of ESG investment in Asia, highlighting the challenges and opportunities faced by investors, regulators, and companies. It explores the rise of ESG funds, active ownership, sustainable bonds, and the evolving regulatory landscape.
Research
11 June 2024
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