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Supply Chain Management

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The real effects of supply chain transparency regulation – Evidence from Section 1502 of the Dodd-Frank Act

Section 1502 of the Dodd-Frank Act requires firms to disclose if they source conflict minerals from the Democratic Republic of Congo (DRC). The report shows that increased public attention leads to responsible sourcing, which mitigates conflicts in mining regions. Certified smelters play a key role in these efforts.
Research
12 June 2024

The ITSCI laundromat: How a due diligence scheme appears to launder conflict minerals

Global Witness
This report investigates how the International Tin Supply Chain Initiative (ITSCI) allegedly launders conflict minerals from mines in the Democratic Republic of Congo. It highlights serious failings in the traceability system, enabling smuggling, militia involvement, and child labour in the mineral trade. Recommendations include structural reforms and stricter enforcement by governments and companies.
Research
24 April 2022

The conflict minerals handbook: Your guide to compliance

Assent
This report outlines best practices for complying with conflict minerals regulations. It covers the definition of conflict minerals, due diligence processes, and the broader impact of responsible sourcing. Key guidelines include using the OECD Due Diligence framework and tools like the Conflict Minerals Reporting Template (CMRT) for supply chain transparency.
Research
18 July 2023

Assent

Commercial Organisations
Assent is a global leader in supply chain sustainability management, helping businesses comply with regulations like the Dodd-Frank Act and the EU Conflict Minerals Regulation. Assent provides tools for ESG compliance, responsible sourcing, and supply chain transparency, enabling companies to reduce risks and ensure ethical business practices across global operations.
Organisation
1 research item

Evaluating due diligence programs for conflict minerals: A matched analysis of 3T mines in eastern DRC

International Peace Information Service (IPIS)
This report evaluates the impact of due diligence programs (DDP) on 3T mines (tin, tantalum, and tungsten) in Eastern DRC. It finds reductions in interference by armed forces, increased state presence, but no significant changes in child labour rates. Economic improvements are noted, but DDP does not eliminate all mining-related harms.
Research
29 March 2021

Ulula

Commercial Organisations
Ulula offers innovative solutions for responsible supply chains and worker engagement. Their platform provides real-time data collection and analysis to help organisations monitor human rights risks and ensure ethical sourcing. Ulula enables businesses to drive transparency, reduce modern slavery risks, and meet global sustainability and compliance standards effectively.
Organisation
1 research item

Practical guide to minerals due diligence implementation

Responsible Minerals Initiative (RMI)
This guide provides practical steps for companies to implement due diligence in their mineral supply chains, aligning with OECD, SEC, and EU regulations. It focuses on establishing strong management systems, identifying and mitigating supply chain risks, and ensuring compliance with responsible sourcing standards to prevent human rights abuses and support ethical mineral sourcing practices.
Research
3 February 2022

Alignment assessment of industry programmes with the OECD Minerals Guidance

Organisation for Economic Co-operation and Development (OECD)
The report evaluates the extent to which five industry programmes align with the OECD Due Diligence Guidance for responsible mineral sourcing. It highlights gaps and improvements in standards and implementation, focusing on due diligence, risk assessment, and audit practices across mineral supply chains.
Research
17 April 2018

Food Systems Dashboard

Johns Hopkins University (JHU)
The Food Systems Dashboard is a comprehensive tool providing insights into global food systems. It offers data on food production, consumption, and nutrition, enabling users to analyse and compare food systems across countries. This tool supports informed decision-making for improving food security and sustainability.
Online tool/database

2024 good practice guide

Business and Human Rights Resource Centre
This guide provides essential guidelines for companies and investors to enhance human rights due diligence, particularly in supply chains. It emphasises transparency, risk assessment, and responsible purchasing practices to combat forced labour. The guide also offers practical examples and benchmarks, helping stakeholders align with global standards and improve corporate disclosures.
Research
20 August 2024

RAPID institutional investor guidance framework for the elimination of child labour in supply chains

United Nations Global Compact
This framework provides investors with actionable strategies to integrate child labour considerations into their investment processes. It outlines key human rights metrics, emphasising the importance of rigorous data and engagement to drive effective corporate accountability in eliminating child labour.
Research
27 April 2024

Addressing child labour: A guide for the private sector

United Nations Global Compact
This guide from the UN Global Compact Network UK offers businesses actionable strategies to eradicate child labour from global supply chains. It outlines the business case for tackling child labour, defines key concepts, and provides concrete steps for prevention, mitigation, and remediation. The guide emphasises the importance of policy commitment, supply chain oversight, and collaboration with stakeholders.
Research
12 June 2024

Resource Centre digital platform (BHRRC)

Business and Human Rights Resource Centre
The resource Centre digital platform by Business & Human Rights Resource Centre (BHRRC) monitors companies on news and allegations of human rights issues. It helps finance professionals assess corporate performance on human rights, providing insights into risks and compliance. The platform offers up-to-date data on human rights practices across various industries.
Online tool/database

Transparency in supply chains etc: A practical guide

UK Government
This report provides updated guidance on compliance with the Modern Slavery Act 2015. It outlines requirements for businesses to produce annual statements detailing steps to prevent modern slavery in their operations and supply chains. The guide includes advice on statement structure, approval, publication, and responses to modern slavery incidents.
Research
13 December 2024

Tackling child labor: A guide for financial institutions

Shift
This guide offers banks and financial institutions a framework to address child labour within their clients' operations and value chains. It emphasises enhancing due diligence, improving client engagement, and participating in multi-stakeholder initiatives to mitigate child labour risks.
Research
16 April 2024

Investor guidance on responsible contracting

Interfaith Center on Corporate Responsibility (ICCR)
This investor guidance examines the role of contracts in human rights and environmental due diligence (HREDD). It provides investors with tools to engage with companies on responsible contracting practices, aligning with international standards and evolving legislation.
Research
16 March 2024
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